A compliance szerepe a hitelintézetek működésében
DOI:
https://doi.org/10.35551/PFQ_2024_1_3Kulcsszavak:
compliance menedzsment, belső kontroll, pénzmosás, szankciók, G21, G23Absztrakt
A cikk célja, hogy bemutassa a gazdasági környezet jogszabályainak és etikai normáinak való megfelelés fogalmi kereteit, különös tekintettel a belső kontrollban betöltött szerepére és aktuális kihívásaira. A tanulmány rendszereket és módszereket ismertet a hatékony megfelelési kockázatkezelési stratégiák kidolgozására. A cikk a szakirodalmi elemzésen keresztül mutatja be a szervezet belső kontrollrendszereinek fontosságát. Bemutatja, hogyan használhatók a megfelelési eszközök a káros folyamatok megelőzésére, és hogyan lehet kezelni a visszaéléseket, mint például a pénzmosást. Végül a cikk vázolja az új megfelelési kihívásokat, így például az orosz-ukrán háború közvetett hatásait és a szankciók végrehajtásának kihívásait.
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